Compliance Services
Compliance risk management & journeys
FluidRock Compliance and Ethics applies a 5-phased approach to drive the resolution of concerns from a regulatory compliance risk management perspective.
1.Scoping:
Understand landscape and kick-off
2. As-is Analysis:
Review existing processes and roles
3. Future state design:
Understand areas for improvement
4. Prioritization:
Rank options for improvement
5. Implementation:
Draft implementation plan to manage execution